ISO certification requires ongoing maintenance and renewal to remain valid. Here's everything you need to know:
Certification Lifecycle:
- Initial certification validity: 3 years
- Surveillance audits: Year 1 and Year 2 (annual check-ins)
- Recertification audit: End of Year 3 (full audit for renewal)
- After recertification: Another 3-year cycle begins
Annual Surveillance Audits:
Purpose: Verify that your management system continues to meet ISO requirements
What to expect:
- Typically 1-2 days on-site (shorter than initial audit)
- Focus on specific processes or areas (not comprehensive review)
- Review of management review meetings
- Check internal audit reports
- Verification of corrective actions from previous audit
- Sample checking of records and documentation
Timeline: Must be conducted within 12 months of previous audit
Recertification Process (Every 3 Years):
When: 6-9 months before certificate expiry
What's involved:
- Comprehensive audit similar to initial certification
- Review of complete management system
- Assessment of continual improvement activities
- Review of 3 years of performance data
- Verification that system remains effective and relevant
Duration: Similar to initial audit (2-5 days depending on organization size)
Day-to-Day Maintenance Requirements:
1. Internal Audits (Minimum twice per year):
- Must cover all processes and areas annually
- Conducted by trained internal auditors
- Identify non-conformities and improvement opportunities
- Document findings and corrective actions
2. Management Review Meetings (Minimum annually):
- Top management reviews system performance
- Analyzes audit results, customer feedback, process performance
- Makes decisions on system improvements
- Sets objectives for next period
3. Continuous Documentation:
- Maintain up-to-date procedures and work instructions
- Keep records of training, calibration, maintenance
- Document corrective and preventive actions
- Track customer complaints and resolutions
4. Process Monitoring:
- Track key performance indicators (KPIs)
- Monitor process effectiveness
- Measure customer satisfaction
- Analyze trends and take action
What Happens if You Fail Surveillance/Recertification?
- Minor non-conformities: Given time to correct (typically 30-90 days), certificate remains valid
- Major non-conformities: Certificate may be suspended until corrected
- Critical issues: Certificate may be withdrawn, requiring full re-certification
Costs for Maintenance:
- Surveillance audit fees: ₹15,000 - ₹75,000 per year (certification body charges)
- Internal resources: Time for internal audits, documentation, management reviews
- Optional consultancy: Omega QMS offers annual maintenance support packages
Tips for Smooth Maintenance:
- Set calendar reminders for internal audits and management reviews
- Assign a Management Representative to oversee the system
- Keep documentation current - don't let it become outdated
- Use audit findings as improvement opportunities, not just compliance exercises
- Stay informed about standard updates and revisions
Omega QMS provides post-certification support packages including surveillance audit preparation, internal auditor training, and ongoing consultancy to ensure your certification remains valid and your management system continues to add value to your business.